Law · SEBI Regulations
Which activity is an example of an intermediary engaging in fraudulent and unfair trade practices under Regulation 4(2)(i) of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003?
Verified Solution4 OptionsUpdated: October 2026👁️1 View
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- 1An intermediary strictly complying with SEBI guidelines regarding client registration
- 2An intermediary reporting all trade details accurately to the stock exchange on the same day
- 3An intermediary executing market orders promptly according to explicit client instructions
- 4An intermediary promising a certain price to a client for buying or selling a security and retaining the difference for himself✓
Correct answer
An intermediary promising a certain price to a client for buying or selling a security and retaining the difference for himself
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