Economics · Financial Regulation
In July 2007, the Financial Industry Regulatory Authority (FINRA) was created through the consolidation of which entities?
Verified Solution4 OptionsUpdated: October 2026👁️1 View
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- 1The Chicago Mercantile Exchange (CME) and the Securities Investor Protection Corporation (SIPC)
- 2The National Association of Securities Dealers (NASD) and the member regulation functions of the New York Stock Exchange (NYSE)✓
- 3The Federal Reserve Board and the Federal Deposit Insurance Corporation (FDIC)
- 4The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC)
Correct answer
The National Association of Securities Dealers (NASD) and the member regulation functions of the New York Stock Exchange (NYSE)
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